SEBI permits Resident Indians to become Constituents of FPIs registered as AIFs in IFSCs
The Securities and Exchange Board of India (SEBI) has permitted the Resident Indians to become constituents of Foreign portfolio investments (FPIs) registered as Alternative Investment Funds (AIFs) in  Indian Financial System Codes (IFSCs). “To facilitate
SEBI mandates Stock Exchanges, Clearing Corporation to make monthly disclosure of complaints against them on Website
The Market Regulator, Securities and Exchange Board of India (SEBI) has mandated the Stock Exchanges and Clearing Corporation to make monthly disclosure of complaints against them on the website with effect from January 01, 2022.
SEBI Amends Existing Regulatory Framework for delisting of Equity Shares pursuant to open offer
The Securities and Exchange Board of India (SEBI) in the meeting headed by Mr.Ajay Tyagi decided to amend the existing regulatory framework for delisting of equity shares pursuant to open offer as provided under the
SEBI Discontinues usage of pool accounts including online platforms other than stock exchanges for transactions in units of Mutual Funds
The Market Regulator, Securities and Exchange Board of India (SEBI) on Monday issued the circular on Mutual Funds wherein it notified the discontinuation of usage of pool accounts by entities including online platforms other than
SEBI approves Investor Charter of SEBI recognized Market Infrastructure Institutions for Investors in Securities Market
The Securities and Exchange Board of India (SEBI) approved the  Investor Charter of SEBI recognized Market Infrastructure Institutions for investors in the securities market. The Investor Charter, inter-alia, includes the Vision statement of SEBI for
SEBI grants recognition to AMC Repo Clearing under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations [Read Notification]
The Securities and Exchange Board of India (SEBI) has granted the recognition to AMC Repo Clearing under Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations. “The Securities and Exchange Board of India, having considered
SEBI amends Investor Grievance Redressal System and Arbitration Mechanism
The market regulator, Securities and Exchange Board of India (SEBI) has amended the Investor Grievance Redressal System and Arbitration Mechanism. The new framework will come into effect from January 1, 2022. The amendments aimed at
Intermediary ensure persons Comply with Fit and Proper person criteria: SEBI [Read Circular]
The Securities and Exchange Board of India (SEBI) notified the Securities and Exchange Board of India (Intermediaries) (Third Amendment) Regulations, 2021 which seeks to amend the Securities and Exchange Board of India (Intermediaries) Regulations, 2008
SEBI allows Category III AIFs to calculate concentration norms based on Net Asset Value of Alternative Investment Funds
The Securities and Exchange Board of India (SEBI) allowed the Category III AIFs to calculate concentration norms based on Net Asset Value of Alternative Investment Funds. The Board has approved amendment to SEBI (Alternative Investment
SEBI notifies Norms for Alternative Investment Fund under SEBI (Portfolio Managers) Regulations, 2020 [Read Notification]
The Securities and Exchange Board of India (SEBI) has notified the the Securities and Exchange Board of India (Portfolio Managers) (Fourth Amendment) Regulations, 2021 which seeks to amend Securities and Exchange Board of India (Portfolio
SEBI encourages Investors to go for Online Grievance Redressal Mechanism [Read Circular]
The Market Regulator, Securities and Exchange Board of India (SEBI) has  encouraged the Investors to go for Online Grievance Redressal Mechanism. “Investors are encouraged to lodge their complaints through online mechanisms more specifically through SCORES
Silver held by Silver Exchange Traded Fund Scheme shall be valued at AM Fixing Price of LBMA in US dollars per troy ounce: SEBI [Read Notification]
The Securities and Exchange Board of India (SEBI) has notified the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2021 which seeks to amend the Securities and Exchange Board of India (Mutual
SEBI tweaks criteria for determining fit and proper person to become a Board Member of Listed Companies
The Securities and Exchange Board of India (SEBI) has tweaked the  criteria for determining fit and proper person to become a board member of listed companies. “Fit and Proper Person criteria shall be principle based
SEBI Tweaks framework on IPF or ISF
The market regulator, Securities and Exchange Board of India (SEBI) has amended the  framework on Investor Protection Fund (IPF) or Investor Service Fund (ISF). The new framework will come into effect from January 1, 2022.
Book Review – Handbook on Securities Laws
‘Securities Laws’ forms part of the important set of corporate laws apart from the parent legislation i.e. Companies Act. The Book – Handbook on Securities Laws– authored by Gaurav Pingle, Practising Company Secretary, is a