Principal Officer having decision making Authority related to Fund Management, to obtain Certification from National Institute of Securities Markets: SEBI
The Market Regulator, Security and Exchange Board of India (SEBI) on Tuesday has notified the Principal officer having decision making authority related to fund management, to obtain certification from National Institute of Securities Markets. “The
SEBI extends Relaxations relating to Procedural matters [Read Circular]
The Securities Exchange Board of India (SEBI) has issued circular extending relaxations relating to procedural matter-Issues and Listing. SEBI had granted one-time relaxations from strict enforcement of certain regulations of SEBI (Issue of Capital and
Requests for effecting Transfer of Securities not to be processed unless Securities held in dematerialized form with Depository: SEBI [Read Notification]
The Securities and Exchange Board of India (SEBI) has notified that the requests for effecting transfer of securities not to be processed unless securities held in dematerialised form with depository. The Board empowered under section
SEBI notifies Real Estate Investment Trusts (Amendment) Regulations, 2023 [Read Notification]
The Securities and Exchange Board of India hereby enacts the following regulations to further amend the Securities and Exchange Board of India (Real Estate Investment Trusts) Regulations, 2014 in accordance with the authority granted under
SEBI notifies Amendments to SEBI (Investment Advisers) Regulations, 2013
The Securities Exchange Board of India (SEBI) has notified amendments to SEBI (Investment  Advisers)  Regulations,  2013. These amendments are intended to strengthen the regulatory framework for investment advisers. SEBI Registered Investment Advisors or SEBI RIA are advisors
SEBI notifies SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2023: Inserts new Stewardship Code [Read Notification]
The Securities Exchange Board of India (SEBI) vide notification No. SEBI/LAD-NRO/GN/2023/144 notified SEBI (Real Estate Investment Trusts) (Second Amendment) Regulations, 2023 in which a new Stewardship Code is inserted after Schedule VIII. Exercising the authority
SEBI extends deadline for seeking Membership of BSE Administration & Supervision Limited [Read Circular]
The Securities and Exchange Board of India (SEBI) has notified the  extension of the deadline for seeking membership of BSE Administration & Supervision Limited. The SEBI has decided to extend the timeline for seeking membership
SEBI issues Guidelines on Disclosure of risk-o-meter of Scheme, Benchmark and Portfolio details to Investors [Read Circular]
The Market Regulator, Securities and Exchange Board of India (SEBI) has issued the guidelines on Disclosure of risk-o-meter of scheme, benchmark and portfolio details to the investors. SEBI has mandated mutual funds to disclose to
SEBI notifies Amendment on filling up of posts from Internal candidates by Deputation or Contract [Read Notification]
The Securities and Exchange Board of India (SEBI) has notified the amendment in respect of filling up of posts from internal candidates by deputation or contract. The Board has notified the Securities and Exchange Board
SEBI alters Procedural Guidelines for Proxy Advisors [Read Circular]
The Security and Exchange Board of India (SEBI) altered the Procedural Guidelines for Proxy Advisors. The Board has partially modified SEBI Circular dated August 03, 2020 and SEBI Circular dated August 27, 2020 on “Procedural
SEBI issues Guidelines pertaining to Surrender of FPI Registration [Read Guidelines]
The Securities and Exchange Board of India (SEBI) issued the  guidelines pertaining for Surrender of FPI Registration. In  terms  of  SEBI  (Foreign  Portfolio  Investors)  Regulations,  2019, any  FPI (‘applicant’) desirous of surrendering the certificate of
COVID-19: SEBI relaxes Compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations) [Read Circular]
The Securities and Exchange Board of India (SEBI) has relaxed compliance with certain provisions of the SEBI (Issue and Listing of Municipal Debt Securities) Regulations, 2015 (ILDM Regulations), and certain SEBI Circulars due to the COVID
SEBI issues Circular on Guidelines for returning of Draft Offer Document and it’s Resubmission [Read Circular]
The Securities and Exchange Board of India ( SEBI ) has issued significant guidelines in a Circular dated February 6, 2024 pertaining to the handling of draft offer documents. These guidelines for returning of draft
MCA & SEBI signs MoU to Tighten Regulatory Oversight
A formal Memorandum of Understanding (MOU) was signed between the Ministry of Corporate Affairs (MCA) and the Securities and Exchange Board of India (SEBI) for data exchange between the two regulatory organizations here today. The
SEBI recognizes Investigation into Complaints received from Investors, Clients on Rating of Securities [Read Notification]
The Market Regulator, Securities, and Exchange Board of India (SEBI) recognized the investigation into complaints received from investors, clients in respect of the rating of securities. The SEBI notified the Securities and Exchange Board of